Bank Secrecy Act/Anti-Money Laundering Compliance Consultants
Tom Fleming & Associates, LLC is focused on providing high-quality service and customer satisfaction - we are here to help you achieve compliance with the Bank Secrecy Act and Anti-Money Laundering initiatives and we will do everything we can to help you accomplish your goals.
BSA compliance responsibilities start at the top. Whether it’s a Board of Directors, a Managing Director or Officer, Senior Manager or a small business owner, understanding compliance obligations and supporting compliance program objectives could mean the difference between a violation free examination and formal enforcement actions and loss of reputation.
Tom Fleming & Associates, LLC has expertise in recognizing compliance deficiencies, corrective action, regulatory expectations of federal and state regulatory agencies, and methods to help you stay in compliance. Our knowledge of the regulatory requirements for all financial institutions subject to the BSA is exceptional.
Effective compliance is of the utmost importance to you, your institution and national security. We are committed to helping you in that endeavor.
Tom Fleming & Associates, LLC is located in Fort Lauderdale, Florida.
We can be contacted at:
2881 N Pine Island Rd #304, Sunrise, FL 33322